Sunday, November 30, 2014

Failure of Indian Military Leadership in 1962 Sino Indian Conflict : A Re Look

"THE SAFETY  HONOUR AND WELFARE OF YOUR COUNTRY COME FIRST ALWAYS AND EVERY TIME. THE HONOUR, WELFARE  AND COMFORT OF THE MEN YOU COMMAND COME NEXT. YOUR OWN EASE, COMFORT  AND SAFETY COME LAST, ALWAYS AND EVERY TIME."

Field Marshal Sir Philip Chetwode
IMA,10th December 1932


On 21st November 1962, fifty two years ago, China declared a unilateral ceasefire and announced a withdrawal to pre conflict lines, thus bringing to an end the Sino Indian conflict of 1962. Earlier the cadence of Sino Indian border dispute had erupted into a full blown border war on 20th October 1962, with the Chinese PLA attacking and destroying Indian 7 Infantry Brigade on the Namka Chu rivulet in Tawang sector, in a matter of few hours. By 22nd October the historic monastery town of Tawang too had been evacuated and fell to the Chinese.  After a tactical pause, combat operations resumed on 17th November. By 19th November, the PLA had completed the destruction of the Indian 4 Infantry Division capturing in the process the formidable mountain passes of Se La and Bomdi La, each defended by an Indian infantry brigade and thereon advancing beyond Tenga. The plains of Assam lay vulnerable to Chinese occupation.  Prime Minister Nehru gave out his farewell " our hearts go out to the people of Assam" speech and Tezpur was evacuated.

The unilateral ceasefire declared by the Chinese on 21st November brought an end to this sordid and humiliating saga that saw the nadir of Indian force-at-arms. Sordid, as it represented a total failure of Indian military leadership and humiliating as India plaintively approached world powers to bail her out of her predicament.  The disgrace of Indian Army and the Indian Armed Forces was complete and the nation humbled and in shock.

Even today, after a lapse of fifty two years Indian military professionals wince at the mention of the 1962 war and the reverberations of that conflict ring loud and hard in the ears of present day Indian civil and military leadership. Our current dealings with China are in a major way influenced by that experience. In my opinion, as an army we are yet to expurgate the humiliation of that defeat, as we are still to acknowledge the underlying single most important reason for this defeat . That reason was complete and total failure of military leadership at all levels i.e strategic, operational and tactical. Other reasons were peripheral.

Tensions between India and China had been building up since mid 1950's when it was discovered that China had occupied Indian territory of Aksai Chin and had constructed a road in 1956 across the region, connecting Tibet and Sinkiang. Initially responsibility for the managing the Sino Indian border was under the Ministry of External Affairs and there after under the Home Ministry.  Indian Army was handed over the responsibility of the Eastern Theater only in 1959 -60 when increasing border incidents went beyond the capability of  Home Ministry and IB police forces to handle. The government of the day declared the launch of the 'Forward Policy' which required Indian Army to establish posts well forward along stated Indian claim lines. The government insisted on implementation of the policy, despite the fact that most of the posts were logistically unsustainable and exposed to Chinese counter action. The 'Forward Policy' directive was backstopped by Nehru's and IB's assertion that "the Chinese will not attack", which the army's apex leadership willingly accepted as a truism and proceeded to unquestioningly implement the policy.

It was thus that in September 1962, 7 Infantry brigade of 4 Infantry Division, commanded by Brigadier John Dalvi, found itself deployed along the Namka Chu rivulet, with orders to throw the Chinese off the Thag la ridge. As per India the boundary ran along Thag La ridge. The directive to clear Thag La (Operation Leghorn) had been passed by the government and accepted by the Army Chief General PN Thapar. Thapar had been appointed as Chief of Army Staff (COAS) in 1961 over the head of Lt General SPP Thorat. The outgoing Chief General KS Thimayya had recommended General Thorat for the post of COAS, however Thorat was overlooked in favor of Thapar . The other player was Lt General BM Kaul, an ASC officer and favorite of Nehru. He had earlier been catapulted to the operationaliy vital post of Chief of General Staff (CGS), despite his appointment being opposed by General Thimayya. 

Brigadier John Dalvi was a bright upcoming officer and as a professional he would have well assessed that by being ordered forward to deploy along the Namka Chu, his brigade was in a grievously dangerous and exposed situation, given the lack of fire support and almost non existent logistics.  He very well knew that undertaking an offensive against the Chinese in such circumstances would be suicidal. Meanwhile, Kaul had taken over the command of newly raised HQ 4 Corps, responsible for defense of Arunachal Pradesh (then NEFA), while Lt General Umrao Singh GOC 33 Corps, who had refused to be a party to the governments forward policy in NEFA, which as per him was militarily unsustainable and dangerous, was shifted to the dormant Sikkim sector and taken out of reckoning. 

Kaul visited 7 Brigade in October and ordered commencement of 'Operation Leghorn' for capture of Thag La ridge from the Chinese. It was at this juncture Dalvi failed his country and his brigade. He had so deployed his brigade that while it met the forward policy requirement of holding the Namka Chu, it was not disposed to undertake a defensive battle and fight a viable battle, leave alone undertake offensive operations.  He could have chosen instead to establish screen positions along the Namka Chu and deployed the major portion of his brigade on the Tsandhar / Hatung La ridge that lay immediately to his rear. This deployment would have enabled 7 Infantry Brigade to give a good account of itself in the coming battle. 

Dalvi failed to give his command a fighting chance. That was his professional and moral failure.

In his book Himalayan Blunder Dalvi writes that he was all along against the directive to deploy along the Namka Chu. If that be so, at this critical juncture what stopped him from taking the right step. At worst he could have asked to be removed from command or as the field commander he could have insisted on not being dictated on how the assigned mission is to be executed. Brigadier Dalvi was a bright officer with an outstanding military record, he possibly was not willing to jeopardize his military career by standing up to General Kaul's flawed directions and thus ended up sacrificing his brigade. On 17th October when the Chinese attacked, the 7 Infantry Brigade was destroyed in a matter of two hours suffering 493 killed. 2 Rajput alone suffered 282 Killed and 80 wounded out of a strength of 513 all ranks.  As a military leader Dalvi failed to do the right thing towards his country and his men. He violated the Chetwodian motto and placed his own good before that of his country and his command. John Dalvi was captured by the Chinese on 18th October and so were three commanding officers of his brigade.

Maj General Niranjan Prasad was GOC 4 Infantry Division. All through this episode he played a dormant role and failed to effectively influence the events as they rolled out. Professionally he was disagreeing with his Corps Commander General BM Kaul on the way 7 Infantry Brigade was deployed, yet at end of the day he buckled and went along with Kaul. Major General Niranjan Prasad was removed from command after the Namka Chu debacle In 1965 however, he was resurrected professionally and handed over command of 15 Infantry Division. He again failed that test during the Indo-Pak 1965 war and for the second time was removed from command in battle. 

Lt General BM Kaul was Nehru's protege. He was an ASC officer with no operational experience and appointed as CGS despite the Chief General Thimayya's opposition.  When Lt General K Umrao Singh, GOC 33 Corps, the formation responsible for defense of NEFA put his foot down on undertaking the Forward Policy without logistic backup, a new formation 4 Corps was ordered to be raised and Lt General BM Kaul appointed GOC. The inconvenient Lt General Umrao Singh and his 33 Corps were shifted to Sikkim sector which was fairly dormant. This happened in 1962, in the face of a major Chinese build up. 

The issue at hand is not that the events as stated occurred, rather it is more important to examine as to how the office of the COAS and  that of HQ Eastern Command (Lt General LP Sen), went along with these instructions, fully cognizant that we were setting up for a disaster against the Chinese army the PLA. It is said that Kaul was looking to be the COAS at a later point in time and for that command of a Corps was an essential pre requisite, while General LP Sen saw himself as the next COAS after Thapar and before Kaul. Hence their actions were not driven by the Chetwodian motto but rather perversely placed their own good before everything else. Thereby they went along with a flawed policy of the Government, which they would have realized professionally, was intrinsically flawed. The officers should have put in their resignations rather than be a party to such ventures.

Why did 4 Infantry Division fail in 1962 ? In that era Indian Army was lacking in basic armaments on account of gross neglect by the Government. However it was not an army lacking in experience. Most of the JCOs and Commanding Officers had fought during WW2. Well led, the formation would have given a good account of itself. However the military leadership thrown up at that time did not elicit the faith of the rank and file. Officers and men of 7 Infantry Brigade would have known that they had been set up by being deployed in a linear fashion along a mountain stream, totally dominated by Chinese army. They were aware that if the Chinese attacked, the brigade had no fighting chance.  An atmosphere of self before everything else permeated deep in the army mirroring the attitude of the higher military leadership.  It was for that reason that the army failed. There were exceptions, units like 2 Rajput fought to the bitter end. The officers and men of 4 Infantry Division would have known that their corps commander was there to implement his personal agenda and as such was not worthy to be looked up to for leadership in critical situations.

On the other hand in Ladakh sector under the steady hand on Brig TN Raina, 114 Infantry Brigade fought a well planned battle bringing the Chinese offensive to a halt at Chushul. The Western Army Commander Lt General Daulet Singh was proactive in anticipating the impending Chinese offensive and ensured that his formations were prepared to take it on, in stark contrast to Eastern Theatre. 

In the various media articles on the 50th year on this conflict, an oft asked question was can the army fail again. It is a complex issue. In various professional domains we get to observe failure of leadership and poor moral attitude. For example, recently the NOIDA authority Chief Engineer was found with monies far in excess of what he ought to have, the CBI Chief was asked to recuse himself from an ongoing investigation by the courts. These misdemeanors of leadership, though abhorrent, in themselves do not impinge on national security as immensely as would a failure in military leadership. The 1962 debacle was the result of  a self oriented attitude that had grown roots in our army with encouragement from certain government and bureaucratic quarters. Outspoken and competent officers like General Umrao Singh and General Shiv Verma were sidelined. General Thorat as mentioned earlier, was overlooked for the post of COAS.  General Manekshaw too was sidelined and investigated against for being anti-national !

As long as Indian armed forces place merit and quality leadership to be the sole determinants to judge performance and a parameter for selection for higher responsibility, we will continue to throw up top class leadership, that will ensure that the security of the country is guaranteed.

The next conflicts will be hybrid in nature, with no clearly delineated time line of peace and war. It will require top class of military leaders imbued with the spirit of the Chetwodian motto, read the right way.

In recent times, certain negative trends have crept in which require to be arrested. First is the 'mandalisation' of the army with promotional vacancies based on respective physical strength of various arms and services. This has been the first step towards giving merit the go bye. This 'mandalisation' has triggered a sort of turf war between arms and services to retain or enhance their domains, thereby leading to further dilution of of the time tested principle of merit and setting into motion various plays and manipulations that certainly do not do the army proud, there are adequate articles in the media on such issues. As a first step, the army and the government needs to redefine merit and the understanding of term military leadership and thereafter implement it. General Staff officers must move away from their regimental obsession and their shedding the regimental accouterments would be a firm step in that direction. An army poorly led turns into rabble as what happened in the Eastern sector in 1962, well led, they will do the nation proud.

The Chinaman is a wily adversary. He does not follow the well understood concept of peace and war. For him all time is war time, only the methodology and instruments change. Our armed forces in particular and the nation in general must take a perspective of this emerged threat and prepare to deal with it. The Chinese have shown a propensity of using armed force and to be fair to them they have stated thus clearly in various forums. For example try sending Indian ships into South China sea as the Chinese sent their PLAN submarines to Sri Lanka, and watch their aggressive reaction, thereafter. 

We must shift our focus in a major way eastwards. For example, at least fifty percent NDA cadets must take up Chinese as their foreign language. We need to read what they write, understand what they say and comprehend how they think and react. Presently our knowledge of the Chinese military and their civilizational  attitudes is only peripheral. There is a need to carry out intensive study of their military norms, practices, tactics and operational strategy to fashion our response. The Chinese army system does not trace it's roots to western military traditions. They have their own systems and methodology to which most are unfamiliar. The Japanese were the military Guru's of PLA. It was in the hard fought Sino - Japanese war that PLA and its leadership cut its teeth. The Chinese army adopted some of the best practices of the Japanese army; an orientation towards aggressive maneuver warfare being one of them. This was highlighted in the Korean war where the American army was worsted in the Chosin reservoir battles on the Yalu river and was to be seen again in the rapid advance of the PLA in Tawang and Walong sectors in 1962, completely out maneuvering our forces deployed there.

The Chinaman has his weaknesses too. The Vietnamese analysed them well. In a way the Chinese and Vietnamese have very similar military organisation, battle attitudes and procedures. In the 1979 Sino Vietnam war, the Vietnamese were able to successfully blunt the Chinese offensive inflicting huge casualties in the process. We need to align very closely militarily and politically with Vietnam, there is much to be learned from them. Vietnamese and Japanese would be militarily useful languages that our officers need to learn to help them 'know their adversary' better. It would be a step in the right direction, for the armed forces were to set up a joint operational school, whose sole purpose would be to stare at the Chinaman, decipher him and pass it on to the soldiery, to enable them to prepare better.  

We also need to acknowledge the failure of our army in 1962. examine in depth the reasons for the military debacle, imbibe the lessons well so that similar mistakes are not repeated in future. We must analyse in detail the reasons for failure of military leadership, draw the right conclusions and implement them in our leadership training at all levels. High quality military leadership must be defined in unambiguous terms and steps taken to implement it. It will strengthen our forces immensely.

We must guard against the culture of 'appointees'. We walked that way once, much to our discomfort.

Sunday, November 9, 2014

Chinese "SONGs" in Sri Lanka: The Leading Edge of Emerging Chinese Threat in Bay of Bengal


A Chinese Peoples Liberation Army - Navy (PLAN) diesel electric SONG Class (SSK) attack submarine docked in Sri Lankan Colombo harbour on 02 November '14, causing much chagrin and alarm to the Indian Government and presumably to the Indian Navy too. This was a third visit by a PLAN submarine to Colombo harbour. Earlier from 7th to 14th September '14 another SONG Class Attack Submarine had docked in  Colombo harbour presumably to pick up logistics while outbound towards Indian Ocean to join PLAN ships conducting anti piracy operations off the Somalian coast. Prior to that a SHANG Class nuclear powered (SSN) attack submarine had ventured in these waters in February 2014 .

After the first visit of the PLAN submarine, India had conveyed its strong displeasure to the Sri Lankan Government on regarding the permission granted to the PLAN submarine to dock in Colombo; obviously it had little effect. And this despite the Sri Lankan  Defense Minister and Naval Chief having been spoken to during their recent visits to India.

China has an active economic, military and technical assistance program with Sri Lanka. It has made substantial investments in upgrading Sri Lankan infrastructure. The important major projects are the Hambantota Development Zone which includes the port, South Asia's largest container terminal and an International airport at cost of US $1 billion and the Colombo container terminal project at cost of US $ 500 million. The Colombo International Container Terminal (CICT)  is owned by 'Chinese Merchant (Holdings) International Ltd' to the tune of 85 percent as would be the  proposed Hambantota Container Terminal. Hambantota and CICT are similar in concept to Gwadar project where again the Chinese have a controlling interest. Both the SONG Class submarines had docked in the terminal owned by the Chinese company, if that be a pointer for things to come in the future. Gwadar too is owned and operated by the Chinese.

Between 2005-2012 China committed US $4.76 billion in aid to Sri Lanka and from 2012-2014 it has committed US $ 2.18 billion, mostly in form of high interest rate loans. In view of economic experts, Sri Lanka is unlikely be able to repay tese loans. Thus, over time Sri Lanka will possibly become a client state of China, somewhat in the same position as Myanmar finds itself today. 
 
Type 093 (SSN) SHANG Class Hunter Killer nuclear powered submarine 7000 tons displacement.








Type 039G SONG Class (SSK) Diesel Electric Submarine. 2800 tons displacement.







YJ 8 Anti Ship Missile. 80 KM range, 165 kg warhead.



The SONG Class Attack Submarine is a potent representative of the submarine fleet of PLAN. 13 SONGs are in service with PLAN and are similar in concept, design and capability to the Indian SINDUGHOSH (KILO) Class Russian submarines.  The SONG class has been succeeded  by the Type 41 YUAN class (SSK) submarines . 13 YUANs are in service with more building. The YUAN is an improved version of the SONG class and comes equipped with an AIP (Air Independent Propulsion) system, which give the YUAN a possible capability of remaining submerged for between 7-15 days at one go. Both class of submarines have an operating range of 8000 KMs at snorkel depth and can dive to a depth of 300 m. They can remain on patrol for 60 days without replenishment and carry a crew of 40 personnel.

The SONG and the YUAN class are equipped with a mix of potent weapon systems which include six 533mm torpedo tubes capable of launching a variety of active and passive homing torpedoes like the YU 4 and YU 6, with ranges varying from 10 to 20 KMs at a speed of 30 to 40 Knots. China has also imported the Russian VA111 Shkval super cavitating torpedo  which has a speed of more than 200 Knots and a range of 15 KMs. At that torpedo speed the target ship or submarine will have inadequate reaction time to take countermeasures. The SSK submarines are also equipped with the YJ 8 anti ship missile which is launched through the torpedo tube. The missile has a range of 80 KMs and is supersonic in its final approach. It carries a 165 Kg warhead. The PLAN SONGs and YUANs can also carry 24 to 36 anti ship naval mines. Modern anti ship mines are complex equipment and their activation can be based on magnetic, acoustic or water displacement signature of target ships and submarines. The mines can be programmed to attack specific ships based on the ship's signature that has been fed into mines microprocessors. Anti ship mines can be laid in peace time. Some types of mines have deployed life of more than 10 years. Overall Naval mines are a good tool to wage psychological warfare and control access to sea lanes. PLAN submarines can also deploy marine commando teams. These teams can be launched while the submarine is submerged to conduct operations on shore and thereafter the team can be recovered with the submarine remaining submerged. China has over 50 conventional diesel electric attack submarines (SSK), five nuclear powered attack submarines (SSN) and four to five nuclear powered ballistic missile submarines (SSBN), in the three fleets operated by its navy. 


The capability of Chinese submarines can be sensed by the incident when in October 2006, a SONG class submarine surfaced within 9 miles of USS Kitty Hawk, a 80,000 tonne aircraft carrier escorted by over a dozen ships. The fact that the Chinese  submarine could breach the protective layer and surface well within torpedo range sent seismic shock waves within American naval fraternity. Typically US aircraft carriers maintain a 300 KM exclusion zone all around the carrier, hence the enormity of the SONG breaking through can be well appreciated.


Chinese PLAN submarines patrolling in the Indian Ocean are operating as an offensive subset of China's anti access and area denial strategy, besides reiterating their right to operate within international waters up to 12 nautical miles from the coast.  The submarine operations serve to update critical information pertaining maritime and sub surface operating conditions, enable reconnaissance of vital approaches to Indian ports on the Indian West and East coast as also the strategic Andaman and Nicobar Islands. China's has a major disadvantage that its coastline is surrounded by countries that it would consider inimical to its interests.  You have South Korea, Japan, Taiwan, Philippines, Malaysia, Indonesia, Vietnam and the Andaman and Nicobar islands which severely restrict its ability to project naval power into the Pacific Ocean or the Indian Ocean. China's critical sea routes pass through the Malacca Straits and are vulnerable to interdiction in times of conflict. That is the fundamental reason for China to put in place the 'String of Pearls ' strategy. It has also adopted an aggressive posture in the South 


China sea where it has ordained a 'nine dash' line which it claims as its own waters and the Paracel and Spratley group of islands located within. The area as delineated by the Nine Dash Line commands the southern SLOCs of China hence is of vital interest to it and which it will try to dominate. Hence we see the repeated clashes of Vietnam, Philippines and Malaysian navies with PLAN ships.

The Andaman and Nicobar Islands are located at the Western entrance to the Malacca Straits and are vital to China if it is to secure its sea lanes. Till such time India holds the Andaman Islands, threat to china's SLOCs remains high and would be a strong bargaining chip in international relations. China is trying to remedy the situation by adopting multiple measures. It is steadily building up its marine expeditionary capabilities as also its airborne force projection capability. It has raised a 12000 man marine corps grouped in two brigades with another 30000 personnel in reserve. Interestingly, it has based this force in Zhangjiang as part of the South China Sea fleet and not under the East China Sea fleet where it would have proved a threat to Taiwan. Each marine brigade has a battalion of amphibious light tanks, two mechanized infantry battalions, one infantry battalion and integral fire support assets. A formidable force once set ashore. To support this force and to ensure dominance at sea China would be able to field 3-4 aircraft carrier groups and up to 12 large amphibious assault ships by 2022. 


Y 20

PLA also fields the 15th Airborne Corps with three airborne divisions on its ORBAT. Presently its reach is continental for want of suitable heavy lift aircraft, however that is being addressed by developing a heavy lift aircraft the Y 20 which would be operational in five years time and would be able to carry a 55 ton payload 3000 miles. it would be in the same category as the American C 17 Globe-master. 

In sum, come 2020 and thereabouts, there would be a major potential threat to the Andaman and Nicobar Islands. Consider this scenario, wherein, China accuses India of continued occupation of Southern Tibet (Arunachal Pradesh) and as quid pro quo seizes Andaman Islands completely or in part.It thereafter calls for negotiations. How would we react.  The Andamans are 1300 KM from Indian East coast and are a mere 550 KM from Rangoon which in turn will be connected by road and rail to Kunming province in coming times, a distance of 1200 KM. From Kunming to Port Blair the aerial distance is 1700 KM. Once PLAN has acquired 4-5 carriers, it would most likely maintain one battle group in Bay of Bengal, with another in South China Sea backing it up. The moment PLAN aircraft carriers commence deployment West of Malacca Straits, in essence Andaman and Nicobar islands will be cut off from the main land. It is at this juncture that its captive ports and airfield assets at Rangoon, Hambantota, Colombo and Gwadar will serve as bases to enable China to maintain its fleet in Indian Ocean. 

Operating off Hambantota, the PLAN fleet will attempt to ensure that the Indian Western and Eastern fleets are not able to operate in conjunction. It is also at this juncture that the submarine fleet of PLAN with its multifarious capabilities would come into play by denying access to critical areas. The area denial and anti access plan. 

China does not subscribe to accepted International norms. It has shown a tendency of creating its own norms and parameters as would suit it. The unilateral Nine Dash line and its unsubstantiated claim over Arunachal are  good examples. In 1962 the Chinese attack was not a one off affair. They had planned to go to war and were waiting for a suitable opportunity. There is no way that major Chinese infantry forces would have maneuvered over long distances across mountainous terrain without prior recce and preparation.The Cuban crises gave them that window. It was India, functioning in a reactive mode, that failed to read the real politik situation and banked excessively on vague assurances of 'Chinese will not attack', suffering in bargain humiliation in the conflict. To expect USA to step in on our side or for that matter any other country, would be fallacious and self delusional. 

Now is time to get out act together.  As Carl Von Clausewitz said " Woe to the Government, which relying on halfhearted politics and a shackled military policy meets a foe, who like the untamed mighty forces of nature, knows no law other than his own."